-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJI4vIaZ46TWUKbEcjnCb7iJL/+smWUNw2jWYyyCHb3uC3nu7mEmmnTS33JoqiPf 7KXV2e1dka6/bt3gvEhHrQ== 0000940180-97-000173.txt : 19970222 0000940180-97-000173.hdr.sgml : 19970222 ACCESSION NUMBER: 0000940180-97-000173 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VANS INC CENTRAL INDEX KEY: 0000877273 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 336272893 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-42020 FILM NUMBER: 97539107 BUSINESS ADDRESS: STREET 1: 2095 N BATAVIA ST CITY: ORANGE STATE: CA ZIP: 92665-3101 BUSINESS PHONE: 7149747414 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG DIMENNA PARTNERS L P CENTRAL INDEX KEY: 0000740450 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133185100 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127559860 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D 1 AMENDMENT #1 TO SCHEDULE 13D --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ----- VANS, Inc. ------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 921930103 ----------------------------------------- (CUSIP Number) Stuart Panish, c/o Zweig-DiMenna Associates LLC, 900 Third Avenue, New York, New York 10022 (212) 755-9860 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 18, 1997 ------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 921930103 Page 2 of __ Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Zweig-DiMenna Partners, L.P., Zweig-DiMenna International Limited Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account Gotham Advisors, Inc., on behalf of a discretionary account Zweig/Glaser Advisers, on behalf of discretionary accounts 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS* WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Zweig-DiMenna Partners, L.P.-New York, Zweig-DiMenna International Limited - British Virgin Islands Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account - Delaware Gotham Advisors, Inc., on behalf of a discretionay account - Delaware Zweig/Glaser Advisers, on behalf of discretionary accounts - New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER Zweig-DiMenna Partners, L.P. - 224,400; Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account - 68,500 Gotham Advisors, Inc., on behalf of a discretionary account - 39,600 Zweig/Glaser Advisers, on behalf of discretionary accounts - 6,500 8 SHARED VOTING POWER 0 9 SOLE DISPOSITIVE POWER Zweig-DiMenna Partners, L.P. - 224,400; Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account - 68,500 Gotham Advisors, Inc., on behalf of a discretionary account - 39,600 Zweig/Glaser Advisers, on behalf of discretionary accounts - 6,500 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Zweig-DiMenna Partners, L.P. - 224,400; Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account - 68,500 Gotham Advisors, Inc., on behalf of a discretionary account - 39,600 Zweig/Glaser Advisers, on behalf of discretionary accounts - 6,500 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 INCLUDES CERTAIN SHARES* [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 Total - 4.9% Zweig-DiMenna Partners, L.P. - 1.7%; Zweig-DiMenna International Limited - 2.3% Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account - 0.5% Gotham Advisors, Inc., on behalf of a discretionary account - 0.3% Zweig/Glaser Advisers, on behalf of discretionary accounts - 0.1% 14 TYPE OF REPORTING PERSON* Zweig-DiMenna Partners, L.P. - PN Zweig-DiMenna International Limited - CO Zweig-DiMenna International Managers, Inc. - CO Gotham Advisors, Inc. - CO Zweig/Glaser Advisers - PN SCHEDULE 13D - AMENDMENT NO. 1 Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., Zweig-DiMenna International Managers, Inc., Gotham Advisors, Inc. and Zweig/Glaser Advisers hereby amend the Schedule 13D, filed with respect to shares of common stock, par value $.001 per share ("Shares") of VANS, Inc. (the "Company"). ITEM 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS The first sentence of Item 3 is amended to read as follows: "The securities of Vans Inc., Inc. were purchased at an aggregate cost of $9,490,528 with the investment capital of Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., the discretionary account managed by Zweig-DiMenna International Managers, Inc. (the "ZDIM Account"), the discretionary account managed by Gotham Advisors, Inc. (the "Gotham Account") and the discretionary accounts managed by Zweig/Glaser Advisers (the "Zweig/Glaser Advisers Accounts")." ITEM 5 INTEREST IN SECURITIES OF THE ISSUER The answer to Item 5 is amended to read as follows: a. Aggregate number of shares beneficially owned: Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna Partners, L.P. - 224,400 ZDIM Account - 68,500 Gotham Account - 39,600 Zweig/Glaser Advisers Accounts - 6,500 Percent of class beneficially owned: Zweig-DiMenna International Limited - 2.3% Zweig-DiMenna Partners, L.P. - 1.7% ZDIM Account - 0.5% Gotham Account - 0.3% Zweig/Glaser Advisers Accounts - 0.1% b. Number of shares as to which there is sole power to vote: Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna Partners, L.P. - 224,400 ZDIM Account - 68,500 Gotham Account - 39,600 Zweig/Glaser Advisers Accounts - 6,500 Number of shares as to which there is shared power to vote or to direct the vote: Zweig-DiMenna International Limited - 0 Zweig-DiMenna Partners, L.P. - 0 ZDIM Account - 0 Gotham Account - 0 Zweig/Glaser Advisers Accounts - 0 Number of shares as to which there is sole power to dispose or to direct the disposition: Zweig-DiMenna International Limited - 310,000 Zweig-DiMenna Partners, L.P. - 224,400 ZDIM Account - 68,500 Gotham Account - 39,600 Zweig/Glaser Advisers Accounts - 6,500 Number of shares as to which there is shared power to dispose or to direct the disposition: Zweig-DiMenna International Limited - 0 Zweig-DiMenna Partners, L.P. - 0 ZDIM Account - 0 Gotham Account - 0 Zweig/Glaser Advisers Accounts - 0 c. Since January 2, 1997, Zweig-DiMenna International Limited, Zweig- DiMenna Partners, L.P., the ZDIM account, the Gotham Account, and the Zweig/Glaser Advisers Accounts (collectively, the "Investors")sold the Shares on the open market on the following dates and at the following prices and in the following amounts: ZWEIG-DIMENNA INTERNATIONAL LIMITED DATE DESCRIPTION OF SALE 2/18/97 Sold 73,100 shares at $13.6157 a share ZWEIG-DIMENNA PARTNERS, L.P. DATE DESCRIPTION OF SALE 2/18/97 Sold 36,500 shares at $13.6157 a share ZDIM ACCOUNT DATE DESCRIPTION OF SALE 2/18/97 Sold 16,100 shares at $13.6157 a share GOTHAM ACCOUNT DATE DESCRIPTION OF SALE 2/18/97 Sold 9,300 shares at $13.6157 a share ZWEIG/GLASER ADVISERS ACCOUNTS DATE DESCRIPTION OF SALE There were no sales during the applicable time period. d. Not Applicable e. The Investors ceased to be the beneficial owner of more than 5% of the shares of the Company on February 18, 1997. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 19, 1997 ZWEIG-DiMENNA INTERNATIONAL LIMITED By: Zweig-DiMenna International Managers, Inc., Investment Manager By:/s/ Joseph A. DiMenna ------------------------- Name: Joseph A. DiMenna Title: Executive Vice President ZWEIG-DiMENNA PARTNERS, L.P. By: Zweig-DiMenna Associates LLC, Managing General Partner By:/s/ Joseph A. DiMenna ------------------------ Name: Joseph A. DiMenna Title: A Managing Director of Managing General Partner ZWEIG-DiMENNA INTERNATIONAL MANAGERS, INC. By:/s/ Joseph A. DiMenna ----------------------- Name: Joseph A. DiMenna Title: Executive Vice President GOTHAM ADVISORS, INC. By:/s/ Joseph A. DiMenna ---------------------- Name: Joseph A. DiMenna Title: Vice President ZWEIG/GLASER ADVISERS By:/s/ Marc Baltuch --------------------- Name: Marc Baltuch Title: First Vice President -----END PRIVACY-ENHANCED MESSAGE-----